Skip to main content

Site Navigation

Site Search

Steven T. Dean

Chief Compliance Officer



  • Experienced Senior Risk Management and Compliance Leader with over 22 years of industry experience
  • Expert understanding in Operational Risk and Compliance Regulations including the Investment Advisers Act, FINRA/SEC, and Investment Company Act
  • Well versed in securities and banking regulations acquired through Risk and Compliance positions within large Investment Advisory, Asset Management, Broker Dealer and Banking institutions
  • Most recently, he served as the Chief Compliance Officer at Beck Bode, LLC


  • Bachelor of Arts, University of Connecticut
up arrow Scroll to Top